Hybrid digital and analog beamforming design for large-scale MIMO systems

Large-scale multiple-input multiple-output (MIMO) systems enable high spectral efficiency by employing large antenna arrays at both the transmitter and the receiver of a wireless communication link. In traditional MIMO systems, full digital beamforming is done at the baseband; one distinct radio-frequency (RF) chain is required for each antenna, which for large-scale MIMO systems can be prohibitive from either cost or power consumption point of view. This paper considers a two-stage hybrid beamforming structure to reduce the number of RF chains for large-scale MIMO systems. The overall beamforming matrix consists of analog RF beamforming implemented using phase shifters and baseband digital beamforming of much smaller dimension. This paper considers precoder and receiver design for maximizing the spectral efficiency when the hybrid structure is used at both the transmitter and the receiver. On the theoretical front, bounds on the minimum number of transmit and receive RF chains that are required to realize the theoretical capacity of the large-scale MIMO system are presented. It is shown that the hybrid structure can achieve the same performance as the fully-digital beamforming scheme if the number of RF chains at each end is greater than or equal to twice the number of data streams. On the practical design front, this paper proposes a heuristic hybrid beamforming design strategy for the critical case where the number of RF chains is equal to the number of data streams, and shows that the performance of the proposed hybrid beamforming design can achieve spectral efficiency close to that of the fully-digital solution.